Suitability Review Specialist

Bristol, United Kingdom

Suitability Review Specialist

Bristol, United Kingdom

The Requirements

Join us as Suitability Review Specialist in Bristol

  • You'll be supporting all Coutts portfolio clients in this unique opportunity, offering you excellent visibility in this role 
  • This is a chance to enhance your knowledge in this growth sector, as you develop and inspire the team

What you'll do

You'll work with portfolio check-in administrators, to provide highly effective delivery of the check-in process for all Coutts portfolio clients. We'll look to you to assess clients’ portfolios ensuring they remain suitable for them, especially in the event of any changing client circumstances and as part of the regular “check in” operation. 

In this role, you'll:

  • Ensure a portfolio remains suitable and appropriate to a client’s circumstances, especially in light of any changes -  including to risk tolerance, time horizon, liquidity needs, taxation and any unique needs and preferences as part of the “check in” 
  • Interpret suitability review forms returned by clients or information provided by telephone and liaise directly with clients in the event of any material changes
  • Undertake full portfolio strategy reviews where required, for clients where their portfolio requirements haven’t yet been agreed post RDR - this involves agreeing their requirements and circumstances, and determining if the portfolio is suitable, or recommending appropriate changes

The skills you'll need

To be successful in this role, you'll need a strong level of technical knowledge, and you must be qualified to QCF level 4 under RDR. You'll also need a CISI Investment Advice Diploma, CII Diploma or Investment Management Certificate (or equivalent).

We'll expect you to ideally have experience dealing with client requirements in relation to suitability and have a broad general knowledge of the financial services environment and investment knowledge.

You'll also need to be able to:

  • Identify scenarios where responses to client may require further investigation and analysis 
  • Be articulate and confident in dealing with clients by telephone and other communication mediums

How we'll reward you

In return, we offer a competitive salary plus 25% cash and benefit funding programme that can be tailored to suit your individual needs. In addition, we provide a wide selection of exclusive lifestyle offers, development and learning programmes, services and support designed to help you manage and balance your work/life priorities.

Visit our reward and benefits page for more information on the benefit packages we offer.

Inclusion

At Coutts, we want everyone to feel welcome, regardless of your background or needs. If you need adjustments making to your working environment, we’ll do everything we can to support you. As part of this commitment, we offer flexible working options for some of our roles - find out more.

As a Financial Services organisation we comply with and support the requirements set by our Regulator, the Financial Conduct Authority (FCA), which are designed to protect our customers. This role falls under Conduct Rules of the Individual Accountability Regime (IAR) and is subject to pre-employment screening. This means if your application is successful, you’ll need to satisfy some important background checks before you can start working with us. These will include a full credit check, a criminal record check, residency and right to work checks.

Apply for one of our graduate programmes or internships and find out how you can be part of our story.

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